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Financial advisers face higher bar

By   /  Friday, July 8th, 2016  /  Latest news, Op/Eds, Opinion  /  Comments Off on Financial advisers face higher bar

By Jim Wisdom Privately-held employers are already held personally liable for not meeting their fiduciary responsibilities regarding their company-sponsored 401(k) retirement plans. On April 1, 2017, this fiduciary responsibility will also be applied to financial advisers of 401(k)s and IRAs with the Department of Labor’s new fiduciary rule. This new rule will require financial advisers Read More →